Ziyu Li
李梓禺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyu Li (李梓禺), a licensed former licensee with CE reference AMZ320. This person has 6.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-10-13 | 2023-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-02 | 2018-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-02 | 2018-09-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-22 | 2015-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-05-18 | 2015-06-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-08-01 | 2013-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-02-06 | 2008-12-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-02-06 | 2008-12-15 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Ziyu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shangqing Su | Southlake Fund Management (Hong Kong) Limited | 2022–2023 |
| Shangcai Su | Southlake Fund Management (Hong Kong) Limited | 2022–2023 |
| Tak Lung Wu | Southlake Fund Management (Hong Kong) Limited | 2022 |