Kevin Ching Wai Yim
嚴政緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Ching Wai Yim (嚴政緯), a licensed Representative with CE reference AMY822. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities. This person has 17.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-18 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-13 | 2016-06-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-13 | 2016-06-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-05-13 | 2016-06-26 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-27 | 2015-04-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-12 | 2014-06-14 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | 2012-08-07 | 2013-01-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-01 | 2012-07-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-16 | 2012-05-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-17 | 2011-05-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-13 | 2010-06-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-27 | 2006-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Ching Wai Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.