Carrie Kai Li Cheung
張佳俐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Kai Li Cheung (張佳俐), a licensed former licensee with CE reference AMN619. This person has 8.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-11 | 2016-09-02 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-11 | 2016-09-02 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-11 | 2016-09-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-03-13 | 2013-11-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-10 | 2013-11-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-10 | 2013-11-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-03-10 | 2013-11-04 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-13 | 2008-10-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-13 | 2008-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carrie Kai Li Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.