Kendall Kin Chung Lo
羅建忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendall Kin Chung Lo (羅建忠), a licensed former licensee with CE reference AME906. This person has 6.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-06-14 | 2013-05-09 |
| Citadel Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-14 | 2013-05-09 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2010-06-14 | 2013-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-01-21 | 2010-05-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-21 | 2010-05-28 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-07-16 | 2009-11-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-03-08 | 2008-06-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-03-08 | 2008-06-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-03-08 | 2008-06-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-01 | 2008-06-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-03-01 | 2008-06-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-05 | 2007-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-05 | 2007-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kendall Kin Chung Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.