Roshan Rummun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roshan Rummun ( ), a licensed former licensee with CE reference AMO987. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2023-08-24 | 2024-08-14 |
| Citadel Asia Limited | RO | Type 9 — Asset management | 2017-12-07 | 2023-08-24 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2011-12-29 | 2017-12-07 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2007-07-05 | 2009-03-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-10-17 | 2007-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2005-10-17 | 2007-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-10-17 | 2007-06-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2005-10-17 | 2007-06-16 |