David Oliver Smith III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Oliver Smith III, a licensed former licensee with CE reference ARQ094. This person has 5.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-04-09 | 2014-10-17 |
| Citadel Securities (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2009-04-09 | 2014-10-17 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as David Oliver Smith III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Edmond Mandy Lo | Citadel Securities (Hong Kong) Limited | 2009–2014 |
| Andrew Ka Wing Fong | Citadel Securities (Hong Kong) Limited | 2009–2014 |
| Zhenlan Jin | Citadel Securities (Hong Kong) Limited | 2010–2014 |
| Kendall Kin Chung Lo | Citadel Securities (Hong Kong) Limited | 2010–2013 |
| Hang Yu | Citadel Securities (Hong Kong) Limited | 2012–2014 |
| Long Kau Matthew Yip | Citadel Securities (Hong Kong) Limited | 2009–2010 |
| Yi Zhang | Citadel Securities (Hong Kong) Limited | 2014 |