Sarah Henderson

CE No. ALZ867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Henderson (), a licensed former licensee with CE reference ALZ867. This person has 13.5 years of SFC licence history. Total licence records on file: 6.

Information

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Email:

Licence history

FirmRoleRegulated activityFromTo
Meta Elephant Capital Limited
元象資本有限公司
RO Type 4 - Advising on securities 2017-06-15 2019-07-10
Meta Elephant Capital Limited
元象資本有限公司
RO Type 9 - Asset management 2017-06-15 2019-07-10
Meta Elephant Capital Limited
元象資本有限公司
Rep Type 4 - Advising on securities 2017-06-08 2017-06-15
Meta Elephant Capital Limited
元象資本有限公司
Rep Type 9 - Asset management 2017-05-25 2017-06-15
Wealth Management Group Limited RO Type 9 - Asset management 2007-02-02 2017-03-31
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 4 - Advising on securities 2005-05-20 2006-08-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sarah Henderson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
David Wayne Wilkinson Wealth Management Group Limited 2007–2017
Neil Laurence Thomas Wealth Management Group Limited 2007–2017
David William Chapman Wealth Management Group Limited 2007–2013
Sean David Blanchette Wealth Management Group Limited 2008–2013
Dorothy Claire McLetchie Wealth Management Group Limited 2008–2012
Priya Dilip Kumar Narang Wealth Management Group Limited 2012–2017
Ava Ching Yin Wong Wealth Management Group Limited 2007–2009
Nicholas John Bannerman Wealth Management Group Limited 2007–2009
Terence Hart Wealth Management Group Limited 2008–2011
David Charles Blumsom Wealth Management Group Limited 2009–2011
Han Seng Chua Meta Elephant Capital Limited 2017–2019
Kin So Meta Elephant Capital Limited 2017–2018
Ho Fai Leung Meta Elephant Capital Limited 2018–2019
Christopher Gareth Edward Davies Wealth Management Group Limited 2007–2008
Wing Hung Yu Meta Elephant Capital Limited 2018–2019
Chun Yat Lai Meta Elephant Capital Limited 2017–2018
William Scott McNeice Wealth Management Group Limited 2016–2017
Graham Michael Cottingham Wealth Management Group Limited 2014–2015
Kai Tai Chan Wealth Management Group Limited 2011–2012
Chun Yin Jason Lam Meta Elephant Capital Limited 2019

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