Leo Chi Fung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Chi Fung Chan (陳志峰), a licensed Responsible Officer with CE reference ALS787. Currently licensed at 1 firm(s): Red Solar Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 20.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Solar Capital Limited 綽耀資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-17 | present |
| Red Solar Capital Limited 綽耀資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-10-17 | present |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-28 | 2017-10-14 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-06-28 | 2017-10-14 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-16 | 2016-06-28 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-16 | 2016-06-28 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-07-15 | 2016-04-30 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-07-15 | 2016-04-30 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-12 | 2015-07-15 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-12 | 2015-07-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-23 | 2015-05-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-23 | 2015-05-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-23 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-09 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-09 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-09 | 2015-05-01 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-03 | 2011-09-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-09 | 2007-07-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-07 | 2007-07-20 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-04 | 2006-06-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-04 | 2006-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leo Chi Fung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.