Yuen Ting Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Ng (吳宛庭), a licensed Responsible Officer with CE reference ALS549. Currently licensed at 1 firm(s): Nobo Capital Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2026-02-16 | present |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 9 - Asset management | 2026-02-16 | present |
| Opus Capital Management Limited 創富資本管理有限公司 |
RO | Type 9 - Asset management | 2015-03-31 | 2024-12-13 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-30 | 2011-04-10 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-12 | 2010-09-30 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2011-04-10 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-30 | 2009-07-31 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-07-30 | 2009-07-31 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-07-30 | 2009-07-31 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-23 | 2007-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ting Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.