Kavi Ka Wai Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kavi Ka Wai Wong (黃嘉威), a licensed Responsible Officer with CE reference ALQ402. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 4 - Advising on securities | 2021-05-31 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 9 - Asset management | 2021-05-31 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-02 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-24 | 2020-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-03 | 2020-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2020-09-03 | 2020-10-30 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-12-17 | 2020-09-02 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 9 - Asset management | 2019-12-17 | 2020-09-02 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-16 | 2019-12-17 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-07-16 | 2019-12-17 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-18 | 2005-10-18 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-01-18 | 2005-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kavi Ka Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.