Zachry David Rosenberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zachry David Rosenberg ( ), a licensed former licensee with CE reference ALP666. This person has 11.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-04-07 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-09-12 | 2016-09-05 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-09-12 | 2016-09-05 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 - Dealing in securities | 2010-03-03 | 2012-07-26 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 6 - Advising on corporate finance | 2010-03-03 | 2012-07-26 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 - Dealing in securities | 2005-03-23 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 - Advising on securities | 2005-03-23 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2005-03-23 | 2009-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zachry David Rosenberg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.