Chi Pui Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Pui Chiu (趙芝珮), a licensed Responsible Officer with CE reference ALB289. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-27 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-09 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-09 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2014-04-09 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-15 | 2014-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-15 | 2014-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-15 | 2014-04-09 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-04 | 2004-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Pui Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.