Chun Fai Chan
陳進輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Fai Chan (陳進輝), a licensed former licensee with CE reference AUR704. This person has 11.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-14 | 2026-01-29 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-14 | 2026-01-29 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-14 | 2026-01-29 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-19 | 2021-07-14 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-19 | 2021-07-14 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 9 - Asset management | 2020-06-19 | 2021-07-14 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2020-06-19 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-16 | 2020-06-19 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-16 | 2020-06-19 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2012-01-16 | 2013-01-08 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-01 | 2013-01-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-05 | 2011-09-24 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-05 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-05 | 2011-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Fai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.