Dominic Koon Shing Chan
陳冠成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Koon Shing Chan (陳冠成), a licensed former licensee with CE reference AKY943. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-29 | 2009-08-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-27 | 2008-08-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-22 | 2008-05-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-11-03 | 2007-02-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-11-01 | 2007-02-23 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2004-07-27 | 2004-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Koon Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.