Yin Ki Au
區嫣琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ki Au (區嫣琪), a licensed former licensee with CE reference AJN226. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-18 | 2013-03-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-18 | 2013-03-05 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-09-18 | 2013-03-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-10 | 2005-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Ki Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.