Chi Ho Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Lau (劉志豪), a licensed Responsible Officer with CE reference AJD618. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 - Advising on securities | 2026-03-12 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 - Asset management | 2026-03-12 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-24 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-03-24 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-01 | 2022-07-14 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-11-01 | 2022-07-14 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-20 | 2018-08-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-03-24 | 2018-08-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-12 | 2016-12-20 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-12 | 2015-03-24 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-08-21 | 2015-02-02 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-09-11 | 2013-07-26 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-14 | 2012-09-11 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-26 | 2012-04-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-26 | 2012-04-13 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-01 | 2011-05-17 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-01 | 2011-05-17 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-12 | 2010-11-01 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-12 | 2010-11-01 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-01 | 2010-08-07 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-01 | 2010-08-07 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-05 | 2008-11-24 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-12 | 2007-05-31 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-12 | 2007-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-03 | 2006-07-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-11-03 | 2006-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ho Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.