Wai Leung Lam
林偉亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Lam (林偉亮), a licensed former licensee with CE reference AIX165. This person has 19.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-08 | 2023-12-06 |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-08 | 2023-12-06 |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-31 | 2023-08-08 |
| Global Ample Asset Management Company Limited 長豐環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-31 | 2023-08-08 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-28 | 2023-05-05 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-28 | 2023-05-05 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | 2022-03-28 | 2023-05-05 |
| Seeds Capital Limited 種子資本有限公司 |
RO | Type 4 - Advising on securities | 2021-11-04 | 2022-01-31 |
| Seeds Capital Limited 種子資本有限公司 |
RO | Type 9 - Asset management | 2021-11-04 | 2022-01-31 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-07 | 2021-02-15 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-07 | 2021-02-15 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 9 - Asset management | 2019-01-07 | 2021-02-15 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | 2013-02-28 | 2018-11-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 - Asset management | 2013-02-28 | 2018-11-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-16 | 2018-11-30 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-27 | 2018-11-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-28 | 2018-11-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-25 | 2005-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Leung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.