William John Stacey
史達思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William John Stacey (史達思), a licensed former licensee with CE reference AIK894. This person has 9.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | RO | Type 1 - Dealing in securities | 2010-09-13 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | RO | Type 4 - Advising on securities | 2010-06-10 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 - Dealing in securities | 2010-06-04 | 2010-09-13 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 - Advising on securities | 2010-06-04 | 2010-06-10 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2009-09-22 | 2010-05-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-07-25 | 2010-05-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2008-01-24 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-08-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William John Stacey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.