Sze Wui Tsai
蔡詩滙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wui Tsai (蔡詩滙), CE reference AVH108. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-07-26 | 2021-02-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2015-07-10 |
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2014-05-16 | 2014-07-17 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 — Advising on securities | 2010-06-18 | 2012-11-14 |