Jessica Zi Jie Lu

呂自潔
CE No. AUJ946 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Zi Jie Lu (呂自潔), a licensed former licensee with CE reference AUJ946. This person has 5.4 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Rep Type 1 - Dealing in securities 2015-03-18 2016-05-31
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Rep Type 6 - Advising on corporate finance 2015-02-25 2016-05-31
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 4 - Advising on securities 2013-05-07 2015-01-23
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 6 - Advising on corporate finance 2013-05-07 2015-01-23
Keefe, Bruyette & Woods Asia Limited Rep Type 1 - Dealing in securities 2010-08-20 2012-06-25
Keefe, Bruyette & Woods Asia Limited Rep Type 6 - Advising on corporate finance 2010-08-20 2012-06-25
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2010-01-04 2010-08-06
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2010-01-04 2010-08-06
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2010-01-04 2010-08-06

Related