Jessica Zi Jie Lu

呂自潔
CE No. AUJ946 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Zi Jie Lu (呂自潔), CE reference AUJ946. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Rep Type 1 — Dealing in securities 2015-03-18 2016-05-31
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Rep Type 6 — Advising on corporate finance 2015-02-25 2016-05-31
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 4 — Advising on securities 2013-05-07 2015-01-23
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 6 — Advising on corporate finance 2013-05-07 2015-01-23
Keefe, Bruyette & Woods Asia Limited Rep Type 1 — Dealing in securities 2010-08-20 2012-06-25
Keefe, Bruyette & Woods Asia Limited Rep Type 6 — Advising on corporate finance 2010-08-20 2012-06-25
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2010-01-04 2010-08-06
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 — Dealing in securities 2010-01-04 2010-08-06
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 — Advising on corporate finance 2010-01-04 2010-08-06

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