Anthea Nga Ting Lai
賴雅婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthea Nga Ting Lai (賴雅婷), a licensed former licensee with CE reference AIG231. This person has 9.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | Rep | Type 1 - Dealing in securities | 2012-10-04 | 2014-04-24 |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2012-10-04 | 2014-04-24 |
| Polen Capital HK Limited | Rep | Type 9 - Asset management | 2012-10-04 | 2014-04-24 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-11-07 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-09-29 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-09-29 | 2012-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-15 | 2005-07-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-15 | 2005-07-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-15 | 2005-07-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-16 | 2003-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthea Nga Ting Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.