Shing Lung Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Lung Wan (溫誠龍), a licensed Responsible Officer with CE reference AHL499. Currently licensed at 1 firm(s): China Rise Securities Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-03 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-03-03 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2020-03-03 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-24 | 2020-03-03 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-24 | 2020-03-03 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-24 | 2020-03-03 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-06 | 2020-01-19 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 9 - Asset management | 2018-11-06 | 2020-01-19 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-04 | 2018-11-06 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 - Asset management | 2016-07-04 | 2018-11-06 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-04 | 2020-01-19 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-26 | 2016-07-04 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-21 | 2016-04-25 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-21 | 2016-04-25 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-05-22 | 2009-04-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-30 | 2009-04-13 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-30 | 2009-04-13 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-09-30 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-09-30 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Lung Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.