Wai Kwong Daryl Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwong Daryl Lai (黎偉光), a licensed Responsible Officer with CE reference AHC852. Currently licensed at 2 firm(s): CASH Wealth Management Limited, Celestial Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-12 | present |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-06 | present |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2023-04-06 | present |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | 2023-04-06 | present |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-03-17 | 2025-08-28 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 - Asset management | 2024-03-05 | 2025-07-14 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-14 | 2022-08-31 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-05-14 | 2022-08-31 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-14 | 2022-08-31 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-02 | 2019-05-14 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-02 | 2019-05-14 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-02 | 2019-05-14 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-18 | 2019-03-25 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-18 | 2019-03-25 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | 2018-07-18 | 2019-03-25 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-31 | 2018-07-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-31 | 2018-07-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-31 | 2018-07-18 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-06 | 2017-11-01 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-07-06 | 2017-11-01 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2016-07-06 | 2017-11-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-05 | 2015-10-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-05 | 2015-10-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-05 | 2015-10-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | 2012-02-06 | 2013-06-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-01 | 2013-06-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2011-12-01 | 2013-06-05 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-23 | 2013-06-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-31 | 2011-12-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-31 | 2012-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kwong Daryl Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.