Ka Ho Tam
譚家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Tam (譚家豪), a licensed former licensee with CE reference BCC092. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lumen Innovation Asset Management Limited | Rep | Type 4 — Advising on securities | 2025-08-27 | 2026-02-02 |
| Lumen Innovation Asset Management Limited | Rep | Type 9 — Asset management | 2025-08-27 | 2026-02-02 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-09 | 2025-03-31 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-15 | 2025-03-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-21 | 2021-02-10 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-21 | 2021-02-10 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-10 | 2021-02-10 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-10 | 2021-02-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-11 | 2020-11-10 |
| Lee Go Securities Limited 利高證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-10 | 2020-07-16 |
| Runlin Asset Management Limited 潤林資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-13 | 2019-04-30 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-03 | 2017-12-28 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-14 | 2016-05-11 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-15 | 2016-05-11 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-01-15 | 2016-05-11 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-22 | 2016-05-11 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-22 | 2015-04-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-18 | 2016-05-11 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-18 | 2015-01-15 |