Nicholas John Bannerman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Bannerman, a licensed Representative with CE reference AGZ558. Currently licensed at 1 firm(s): BMP Wealth Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMP Wealth Limited | Rep | Type 4 - Advising on securities | 2025-01-07 | present |
| BMP Wealth Limited | Rep | Type 9 - Asset management | 2025-01-07 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-17 | 2024-12-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-17 | 2024-12-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2015-07-17 | 2024-12-02 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-08 | 2015-07-03 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-14 | 2015-07-03 |
| Wealth Management Group Limited | Rep | Type 9 - Asset management | 2007-03-15 | 2009-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas John Bannerman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.