Wan Wai Lo
盧運威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Wai Lo (盧運威), a licensed Responsible Officer with CE reference AGR427. Currently licensed at 1 firm(s): Sparc Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-02 | present |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-02 | present |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-17 | 2026-04-30 |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-17 | 2026-04-30 |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-17 | 2026-04-30 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-11 | 2018-12-31 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-02-11 | 2018-12-31 |
| MIS Services Limited | Rep | Type 9 - Asset management | 2010-11-19 | 2012-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-05 | 2008-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-07-05 | 2008-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-07-05 | 2008-05-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-16 | 2006-11-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-16 | 2006-11-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-06-16 | 2006-11-10 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Wai Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.