Edmund Koon Yin Sim
沈觀賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Koon Yin Sim (沈觀賢), a licensed former licensee with CE reference AGK071. This person has 14.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-09-21 | 2018-07-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-10-31 | 2017-09-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-04 | 2018-07-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-13 | 2013-12-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-13 | 2016-10-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-13 | 2016-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-05-18 | 2012-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-05-18 | 2012-07-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-05-18 | 2012-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-05-18 | 2012-07-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-05-18 | 2012-07-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-05-18 | 2012-07-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-06-04 | 2010-03-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-15 | 2008-04-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2004-03-15 | 2008-04-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmund Koon Yin Sim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Arthur Cheng | BOCI Asia Limited | 2003–2004 |
| Chung Ho Man | BOCI Asia Limited | 2003–2004 |
| David Kin Lung Cheng | BOCI Asia Limited | 2003–2004 |
| Qimeng Sun | BOCI Asia Limited | 2003–2004 |
| Zhimin Wen | BOCI Asia Limited | 2003–2004 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2003–2004 |
| Tsz Kwan Chan | BOCI Asia Limited | 2003–2004 |
| Terence Mun Chung Chow | BOCI Asia Limited | 2003–2004 |
| Shan Li | BOCI Asia Limited | 2003–2004 |
| Rowena See Wai Ng | BOCI Asia Limited | 2003–2004 |
| Simon Tao Qu | BOCI Asia Limited | 2003–2004 |
| Li Tian | BOCI Asia Limited | 2003–2004 |
| Eric Kai Lap Wong | BOCI Asia Limited | 2003–2004 |
| Tian Xia | BOCI Asia Limited | 2003–2004 |
| Hui Shen | BOCI Asia Limited | 2003–2004 |
| Ronald Brien Thompson | BOCI Asia Limited | 2003–2004 |
| Kuangyu Cao | BOCI Asia Limited | 2003–2004 |
| Floyd For Ching Ko | BOCI Asia Limited | 2003 |
| Gary Kin Kwong Kwok | BOCI Asia Limited | 2003 |
| Xiaoguang Sun | BOCI Asia Limited | 2003 |