Tung Ching Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Ching Wong (王冬青), a licensed Responsible Officer with CE reference AGG343. Currently licensed at 1 firm(s): Harmonia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 21.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-29 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 4 - Advising on securities | 2026-07-29 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-03 | 2026-07-29 |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-03 | 2026-07-29 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-24 | 2025-12-22 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-24 | 2025-12-22 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-03-24 | 2025-12-22 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-02-26 | 2023-07-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-09-10 | 2023-07-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-30 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2010-02-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Ching Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.