Lai Ling Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ling Choi (徐麗齡), a licensed Responsible Officer with CE reference AFW854. Currently licensed at 1 firm(s): Win Full Investment Management Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Full Investment Management Group Limited 永富資產管理集團有限公司 |
RO | Type 4 - Advising on securities | 2021-03-08 | present |
| Win Full Investment Management Group Limited 永富資產管理集團有限公司 |
RO | Type 9 - Asset management | 2021-03-08 | present |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-26 | 2021-02-26 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
RO | Type 9 - Asset management | 2020-11-26 | 2021-02-26 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-27 | 2020-11-26 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-27 | 2020-11-26 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 - Advising on securities | 2018-01-26 | 2020-04-22 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 - Asset management | 2018-01-26 | 2020-04-22 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-18 | 2018-01-26 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
Rep | Type 9 - Asset management | 2017-12-18 | 2018-01-26 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 9 - Asset management | 2017-08-22 | 2017-12-08 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2017-12-08 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-16 | 2017-12-08 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-11 | 2013-11-29 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-11 | 2013-11-29 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-07 | 2011-12-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-03-22 | 2008-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ling Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.