Joseph Wai Tso Yap
葉偉祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Tso Yap (葉偉祖), CE reference ADB531. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 — Advising on securities | 2017-06-21 | 2021-10-31 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 — Asset management | 2017-06-21 | 2021-10-31 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-11 | 2017-05-10 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-11 | 2017-05-10 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 4 — Advising on securities | 2016-03-03 | 2016-11-02 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 9 — Asset management | 2016-03-03 | 2016-11-02 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2015-03-05 | 2016-02-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2014-05-12 | 2014-08-05 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2014-05-12 | 2014-08-05 |
| Nerico Brothers Limited | RO | Type 9 — Asset management | 2012-03-27 | 2013-03-01 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-07-13 | 2011-09-28 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-07-13 | 2011-09-28 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-24 | 2011-07-13 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-24 | 2011-07-13 |
| Albourne Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2011-01-24 | 2011-06-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-09-01 | 2010-05-23 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2008-09-01 | 2010-05-23 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-15 | 2007-03-08 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 9 — Asset management | 2006-12-15 | 2007-03-08 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-06 | 2007-03-08 |
| SJS Markets Limited |
RO | Type 4 — Advising on securities | 2005-11-23 | 2006-08-15 |
| C F C Securities Limited |
RO | Type 4 — Advising on securities | 2005-02-02 | 2005-12-05 |