Brenda Ka Yee Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brenda Ka Yee Tse (謝嘉儀), a licensed Responsible Officer with CE reference AFR862. Currently licensed at 1 firm(s): China Alpha Fund Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 9.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-08-10 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-08-10 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-07 | 2015-08-10 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 4 - Advising on securities | 2007-08-27 | 2015-07-30 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 1 - Dealing in securities | 2006-03-09 | 2015-07-30 |
| Pioneer Global Investments (HK) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-27 |
| Pioneer Global Investments (HK) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-27 |
| Pioneer Global Investments (HK) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-30 |
| Pioneer Global Investments (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brenda Ka Yee Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.