Sau Wai Wong

黃秀慧
CE No. AFR189 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Wong (黃秀慧), a licensed former licensee with CE reference AFR189. This person has 3.8 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
CIBC Global Asset Management (Asia) Limited Rep Type 4 - Advising on securities Pre-2003 2005-01-26
CIBC Global Asset Management (Asia) Limited Rep Type 9 - Asset management Pre-2003 2007-01-18

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shirley Woon San Chow CIBC Global Asset Management (Asia) Limited 2003–2007
Ka Fai Franki Chung CIBC Global Asset Management (Asia) Limited 2003–2007
Tse Fung Lau CIBC Global Asset Management (Asia) Limited 2003–2007
Ngoc Bich Pham CIBC Global Asset Management (Asia) Limited 2003–2006
Peter Hing Tak Chau CIBC Global Asset Management (Asia) Limited 2003–2005
Chor Man Kwok CIBC Global Asset Management (Asia) Limited 2006–2007
Robert Ekstrom Cormie CIBC Global Asset Management (Asia) Limited 2006–2007
Tomoko Okabe CIBC Global Asset Management (Asia) Limited 2006–2007

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