Wilson Kwong Shun Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Kwong Shun Lo (羅廣信), a licensed Responsible Officer with CE reference AFQ413. Currently licensed at 1 firm(s): CMBC International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.1 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-12-01 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-03 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-03 | 2025-12-01 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-08-24 | 2025-06-30 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-02 | 2025-06-30 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-03-02 | 2022-08-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-03 | 2021-12-19 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-05-22 | 2021-12-19 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wilson Kwong Shun Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.