Wai Ming Kwok
郭偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Kwok (郭偉明), a licensed former licensee with CE reference AFI080. This person has 16.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-04 | 2024-03-18 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2019-05-15 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-05 | 2016-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.