Po Chi Law
羅寶芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Chi Law (羅寶芝), a licensed former licensee with CE reference AAB782. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-13 | 2021-12-18 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-04 | 2021-12-18 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-04 | 2021-12-18 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-09-08 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | present | 2016-09-08 |