Dennis Sai Leung Lee
李世亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Sai Leung Lee (李世亮), a licensed former licensee with CE reference AMF898. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-15 | 2022-07-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-12-15 | 2022-07-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-15 | 2023-06-19 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-12-15 | 2023-06-19 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-12-15 | 2023-06-19 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-10 | 2020-12-14 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-07-10 | 2020-12-14 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-24 | 2020-12-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-24 | 2020-12-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-01-24 | 2020-12-14 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-23 | 2019-01-24 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-23 | 2019-01-24 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-23 | 2019-01-24 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-27 | 2018-09-16 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-27 | 2018-09-16 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-27 | 2018-09-16 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-11 | 2018-09-16 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-18 | 2017-10-11 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-18 | 2018-02-27 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-11 | 2017-06-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-29 | 2017-06-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-12 | 2016-04-29 |