Nga Ching Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Ching Yu (余雅晶), a licensed Responsible Officer with CE reference AFC514. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-17 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-04-26 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-30 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-30 | 2022-03-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-22 | 2013-11-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 - Advising on securities | 2011-09-22 | 2013-11-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-05-23 | 2013-11-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-16 | 2011-09-22 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-16 | 2011-09-22 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-10 | 2010-03-12 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-10 | 2010-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nga Ching Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.