Lik Pao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lik Pao (鮑力), a licensed Responsible Officer with CE reference AEY552. Currently licensed at 1 firm(s): Draco Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 9 - Asset management | 2021-05-11 | present |
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-10 | present |
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-05-10 | present |
| C.P. Financial Management Limited 中和資產管理有限公司 |
RO | Type 9 - Asset management | 2016-12-13 | 2020-10-22 |
| C.P. Securities International Limited 中和證劵國際有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-22 | 2020-12-11 |
| C.P. Securities International Limited 中和證劵國際有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-12 | 2016-04-22 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2012-03-15 | 2016-03-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 - Advising on securities | 2010-02-23 | 2016-03-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-03-18 | 2016-03-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-20 | 2009-03-18 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-20 | 2016-03-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lik Pao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.