Kin Wa Lam
林建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Lam (林建華), a licensed Representative with CE reference AEV481. Currently licensed at 1 firm(s): Emperor Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-08 | 2026-03-25 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 4 - Advising on securities | 2007-02-08 | 2007-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wa Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.