Siu Ming Chan
陳兆明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Chan (陳兆明), a licensed Representative with CE reference AEU968. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-15 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-15 | 2025-09-26 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 9 - Asset management | 2019-05-14 | 2024-03-12 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-04 | 2024-03-12 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2018-04-04 | 2024-03-12 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2018-03-23 | 2019-05-14 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-10 | 2018-04-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-02 | 2017-11-01 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-01-31 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-17 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-17 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.