Helen Shih
施意美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Shih (施意美), a licensed former licensee with CE reference AAG611. This person has 3.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-17 | 2006-05-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-08-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-29 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Helen Shih during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Ting-Yeh Yang | Anuenue Securities Limited | 2004–2006 |
| Siu Ming Chan | Anuenue Securities Limited | 2004–2006 |
| Chun Po Lau | Anuenue Securities Limited | 2004–2006 |
| Anthony Kai Tai Wong | Anuenue Securities Limited | 2004–2006 |
| Seng Yee Lim | Anuenue Securities Limited | 2004–2006 |
| Tak Wing Tam | Anuenue Securities Limited | 2004–2006 |
| Chi Wan Chan | Anuenue Securities Limited | 2004–2005 |
| Ka Lok Yan | Anuenue Securities Limited | 2005–2006 |
| I-Chiang Chou | Anuenue Securities Limited | 2006 |
| Simon Ng | Anuenue Securities Limited | 2006 |
| Ping-Chieh Wu | Anuenue Securities Limited | 2005 |