Tak Wing Tam
譚德穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Tam (譚德穎), a licensed former licensee with CE reference ADT311. This person has 6.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-02 | 2009-06-10 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-12-22 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-29 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-29 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-29 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Ming Chan | Anuenue Securities Limited | 2003–2006 |
| Chun Po Lau | Anuenue Securities Limited | 2003–2006 |
| Anthony Kai Tai Wong | Anuenue Securities Limited | 2003–2006 |
| Seng Yee Lim | Anuenue Securities Limited | 2003–2006 |
| James Ting-Yeh Yang | Anuenue Securities Limited | 2003–2006 |
| Mandy Yuk Fong Chan | Anuenue Securities Limited | 2003–2004 |
| Chi Wan Chan | Anuenue Securities Limited | 2003–2005 |
| Helen Shih | Anuenue Securities Limited | 2004–2006 |
| Ka Lok Yan | Anuenue Securities Limited | 2005–2006 |
| Simon Ng | Anuenue Securities Limited | 2006 |
| I-Chiang Chou | Anuenue Securities Limited | 2006 |
| Siu Hong Ho | Anuenue Securities Limited | 2003 |
| Nan-Shou Chen | Anuenue Securities Limited | 2006 |
| Yun Chuen Li | Anuenue Securities Limited | 2006 |
| Ping-Chieh Wu | Anuenue Securities Limited | 2005 |