Seng Yee Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seng Yee Lim ( ), a licensed former licensee with CE reference AGT239. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 4 — Advising on securities | 2005-04-06 | 2008-09-30 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-06 | 2008-09-30 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-09-30 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-15 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-15 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-15 |