Patrick Kin Kwong Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kin Kwong Li (李建光), a licensed Representative with CE reference AEU880. Currently licensed at 2 firm(s): Core Pacific - Yamaichi International (H.K.) Limited, Core Pacific-Yamaichi Futures (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 19.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | present |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-06 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-06 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-06 | 2016-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-14 | 2009-02-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-14 | 2009-02-26 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-28 | 2005-02-04 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-28 | 2005-02-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-19 | 2004-10-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-19 | 2004-10-26 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-19 | 2004-10-26 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-07 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-07 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-06 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-06 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-06 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-06 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Kin Kwong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.