Wai Fun Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fun Ho (何慧芬), a licensed Responsible Officer with CE reference AES372. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 21.5 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2022-02-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2022-02-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2022-02-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2022-02-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2022-02-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2022-02-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2022-02-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2022-02-10 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2022-02-10 | present |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 - Asset management | 2022-02-10 | 2024-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-11-12 | 2022-02-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-11-12 | 2022-02-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-11-12 | 2022-02-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-11-12 | 2022-02-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-11-12 | 2022-02-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-11-12 | 2022-02-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-11-12 | 2022-02-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-11-12 | 2022-02-10 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2021-11-12 | 2022-02-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-11-12 | 2022-02-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-07 | 2020-01-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-08-07 | 2020-01-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-25 | 2017-08-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-25 | 2017-08-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-07-25 | 2018-04-27 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-07-22 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-07-22 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Fun Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.