Ann Marlowe Cooley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann Marlowe Cooley (高安華), a licensed Responsible Officer with CE reference AEN698. Currently licensed at 1 firm(s): Pacific Hawk Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Hawk Asset Management Limited 元豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-02 | present |
| Pacific Hawk Asset Management Limited 元豐資產管理有限公司 |
RO | Type 9 - Asset management | 2024-04-02 | present |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 - Advising on securities | 2022-07-05 | 2024-03-21 |
| Sun Hung Kai Capital Partners Limited |
RO | Type 9 - Asset management | 2021-12-22 | 2024-03-21 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 - Asset management | 2021-11-29 | 2021-12-22 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 9 - Asset management | 2010-09-14 | 2021-11-13 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2021-11-13 |
| Yonggang International Capital Investment Limited 甬港國際資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ann Marlowe Cooley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.