Patrick Chi Wang Woo

胡志宏
CE No. AEL364 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Chi Wang Woo (胡志宏), a licensed former licensee with CE reference AEL364. This person has 6.6 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 - Dealing in securities 2011-03-15 2011-06-07
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 - Advising on securities 2011-03-15 2011-06-07
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-03-15 2011-06-07
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 - Dealing in securities 2007-10-02 2010-09-11
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 - Advising on corporate finance 2007-10-02 2010-09-11
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 - Dealing in securities 2004-11-18 2006-09-09
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-11-16
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2006-09-09
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 9 - Asset management Pre-2003 2004-11-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Chi Wang Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Monika Prabhudayal Agarwal RBS Asia Corporate Finance Limited 2007–2010
Michael William Robert Bracken RBS Asia Corporate Finance Limited 2007–2010
Maartje Leonoor Bus RBS Asia Corporate Finance Limited 2007–2010
Abhishek Bakshi RBS Asia Corporate Finance Limited 2007–2010
Andrew Fu Chiu Fong RBS Asia Corporate Finance Limited 2007–2010
Matthew Kirkby RBS Asia Corporate Finance Limited 2007–2010
May C Lee RBS Asia Corporate Finance Limited 2007–2010
Michael Robert Niederberger RBS Asia Corporate Finance Limited 2007–2010
Steven Zwaan RBS Asia Corporate Finance Limited 2007–2010
Lindsay Victoria Campbell RBS Asia Corporate Finance Limited 2007–2010
Rene Arian Mijne RBS Asia Corporate Finance Limited 2007–2010
Chun Tak Wong RBS Asia Corporate Finance Limited 2008–2010
Melody Chiao-Ju Wang RBS Asia Corporate Finance Limited 2007–2010
Yiu Keung Chow RBS Asia Corporate Finance Limited 2008–2010
Anna Ka Yan Lui RBS Asia Corporate Finance Limited 2008–2010
Xiao Yun Ang RBS Asia Corporate Finance Limited 2008–2010
Manoj Agarwal RBS Asia Corporate Finance Limited 2008–2010
Janet Hoi Ching Wong RBS Asia Corporate Finance Limited 2008–2010
Peter John Goulston RBS Asia Corporate Finance Limited 2007–2010
Mengyao Zhu RBS Asia Corporate Finance Limited 2008–2010
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