Anna Ka Yan Lui
雷嘉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Ka Yan Lui (雷嘉恩), a licensed former licensee with CE reference AQR110. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-05 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-05 | 2015-12-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-17 | 2011-02-23 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-17 | 2011-02-23 |