Kwok On Chan
陳國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Chan (陳國安), a licensed former licensee with CE reference AEK476. This person has 19.4 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-06-14 | 2022-07-27 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-22 | 2022-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-20 | 2016-03-18 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-30 | 2013-04-30 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-30 | 2013-04-30 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-03-30 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-03-30 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-19 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-19 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-19 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-19 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok On Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.