Cindy Miao Ling Liao
廖苗玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Miao Ling Liao (廖苗玲), a licensed former licensee with CE reference ACL672. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2025-01-14 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |